RIA Disclosures
Required regulatory disclosures and documents
Last updated: December 1, 2024
Important Notice
Grounded Wealth LLC is a state-registered investment adviser with the State of Minnesota. The following disclosures are provided in accordance with state and federal regulations governing investment advisory services.
Related Legal Documents
Form ADV Part 2A - Firm Brochure
Our Form ADV Part 2A provides detailed information about our advisory business, services, fees, conflicts of interest, and disciplinary history.
To request a copy of our Form ADV Part 2A, please contact your advisor or email compliance@groundedwealth.com
Form ADV Part 2B - Brochure Supplement
Information about the educational background, business experience, and disciplinary history of our investment advisor representatives.
Form CRS - Client Relationship Summary
A brief summary of our services, fees, conflicts of interest, and standard of conduct as required by the SEC.
Key Disclosures Summary
Our Services
- Investment advisory services
- Financial planning
- Portfolio management
- Retirement planning
Fee Structure
- Our fee structure is transparent and aligned with your interests
- Advisory fees based on assets under management
- Financial planning services available
- Detailed fee information in Form ADV Part 2
Fiduciary Standard
As a state-registered investment adviser, we have a fiduciary duty to act in the best interests of our clients at all times. This includes:
- Putting your interests ahead of our own
- Providing advice that is suitable for your individual circumstances, financial situation, and investment objectives
- Disclosing any material conflicts of interest
- Being transparent about fees and compensation
Regulatory Information
Registration
Registered Investment Advisor
State of Minnesota
CRD Number: Available upon request
Regulatory Resources
Questions About Our Disclosures?
We encourage you to review these documents carefully and ask questions about anything you don't understand.