RIA Disclosures

Required regulatory disclosures and documents

Important Notice

Grounded Wealth LLC is a state-registered investment adviser with the State of Minnesota. The following disclosures are provided in accordance with state and federal regulations governing investment advisory services.

Form ADV Part 2A - Firm Brochure

Our Form ADV Part 2A provides detailed information about our advisory business, services, fees, conflicts of interest, and disciplinary history.

Beta Notice: Full Form ADV documentation is available upon request. Please contact your advisor for the most current version.

Last Updated: [Date]

Next Annual Update: [Date]

Form ADV Part 2B - Brochure Supplement

Information about the educational background, business experience, and disciplinary history of our investment advisor representatives.

Form CRS - Client Relationship Summary

A brief summary of our services, fees, conflicts of interest, and standard of conduct as required by the SEC.

Key Disclosures Summary

Our Services

  • Investment advisory services
  • Financial planning
  • Portfolio management
  • Retirement planning

Fee Structure

  • Our fee structure is transparent and aligned with your interests
  • Advisory fees based on assets under management
  • Financial planning services available
  • Detailed fee information in Form ADV Part 2

Fiduciary Standard

As a state-registered investment adviser, we have a fiduciary duty to act in the best interests of our clients at all times. This includes:

  • Putting your interests ahead of our own
  • Providing advice that is suitable for your individual circumstances, financial situation, and investment objectives
  • Disclosing any material conflicts of interest
  • Being transparent about fees and compensation

Regulatory Information

Registration

Registered Investment Advisor
State of Minnesota
CRD Number: [Number]

Questions About Our Disclosures?

We encourage you to review these documents carefully and ask questions about anything you don't understand.

Contact us at:

Nicholas Tilli, Chief Compliance Officer

Phone: 952-836-6063

Email: compliance@groundedwealth.com